INTRODUCTION

Digital Prime Technologies, LLC and its subsidiaries (“Digital Prime,” “we,” “us” or “our”) has implemented this Privacy Policy (“our Privacy Policy” or “this Privacy Policy) to set forth our practices for collecting, using, storing, sharing, protecting, and disclosing the personal information (“Personal Information”) that you may provide to us in connection with the services we offer. We value and respect your privacy and through compliance with this Privacy Policy, we are committed to protecting it.

PERSONAL INFORMATION WE COLLECT

We may collect Personal Information about you that is either provided to us by you or obtained by us with your authorization in connection with the services we provide. The Personal Information we collect, verify and authenticate, may include the following:

REGISTRATION INFORMATION

Broker Dealer Customers:

• Institution legal name;
• Employer Identification Number or comparable government-issued identification number;
• Full legal name (of all account signatories and beneficial owners);
• Email address (of all account signatories);
• Mobile phone number (of all account signatories);
• Address (principal place of business and/or other physical location);
• Proof of legal existence (e.g., state certified articles of incorporation or certificate of formation, unexpired government-issued business license, trust instrument, or other comparable legal documents as applicable);
• Contract information of owners, principals, and executive management (as applicable);
• Proof of identity (e.g., driver’s license, passport or government-issued ID) for each individual beneficial owner that owns 10% or more of the institutional customer entity, as well as all account signatories;
• Personal Information for each entity beneficial owner that owns 10% or more of the customer entity (see the “Individual Customer” section above for details on what Personal Information we collect for individuals); and
• Additional Personal Information or documentation.

Electronic Communication Information:

When you use our services some information is automatically collected. Such information could include your operating system, IP address, general statistics about your activities on our website, the site from which you linked to us (“referring page”), the name of the website you choose to visit immediately after ours (called the “exit page”), information about other websites you have recently visited, browser (software used to browse the internet) type and language, device identifier numbers, your site activity, and the time and date of your visit. Although we do our best to honor the privacy preferences of our visitors, we are not able to respond to Do Not Track signals from your browser at this time.

Cookies:

Cookies are alphanumeric identifiers that we transfer to your computer’s hard drive through your web browser to help us identify you when you come to our services. You have choices with respect to cookies. By modifying your browser preferences, you have the choice to accept all cookies, to be notified when a cookie is set, or to reject all cookies. If you choose to reject all cookies you may be unable to use those aspects of our services that require registration in order to participate. You can learn more about cookies and how they work at www.allaboutcookies.org. You can always disable cookies through your browser settings. Doing so, however, may disable certain features on our services. You can opt-out from third party cookies that are used for advertising purposes on the NAI website at

http://www.networkadvertising.org/managing/opt_out.asp

Other Tracking Technologies:

In addition to cookies, we may also use web tracking technologies to track the amount of time spent on our services and whether or not certain content, such as a video was viewed. We may collect and process this information in compliance with this Privacy Policy.

Why does Digital Prime Collect Electronic Information?

Digital Prime may use Electronic Information to improve the performance of the website, your experience on the site, and otherwise as deemed appropriate by Digital Prime.

Personal Information Usage

We use information, including Personal Information, for internal and service-related purposes and may provide it to third parties to allow us to facilitate the services we offer (i.e., chat log storage and analytics). We may use and retain any data we collect to provide and improve our services.  In addition, we use the Personal Information to enforce applicable Policies, Procedures, Agreements, to provide customer support, to provide services-related communications, to maintain legal and regulatory compliance records.

Storing and Protecting Your Personal Information

We retain records relating to the services that we provide so that we are better able to assist you with your professional needs and in some cases, to comply with professional guidelines. In order to guard your Personal Information, we maintain physical, electronic and procedural safeguards that comply with our professional standards.

Affiliated Companies

We may share any information, including Personal Information, with affiliates and subsidiaries, as permitted by law or with your consent.

Vendors and Service Providers 

We may share any information we receive with vendors and service providers retained in connection with the provision of the services we offer.

Updates to our Privacy Policy

We may update our Privacy Policy from time to time and such updates will be posted on our website.  The effective date and the last revised dates of our Privacy Policy are identified on the top of the page.

Contact Information

For any other questions, requests or concerns regarding the terms of our Privacy Policy or the way we utilize your Personal Information, please contact us by email at info@digitalprimetechnologies.com

DLCC Prime, LLC (“DLCC,” “we,” “us” or “our”) has developed a Business Continuity Plan on how we will respond to an unplanned significant business disruption (“SBD”). The plan anticipates three kinds of SBDs: Physical, Technical and external.

Internal SBD, such as a fire in the building affect only DLCC’s ability to communicate and do business from its office location.

Technical SBD, such as systems crash, may affect the ability of Customers to utilize DLCC Prime’s platform.

External SBDs, such as a terrorist attack, a city flood, or a wide-scale, regional disruption, including pandemics prevent the operation of the securities markets or impact a number of firms.  DLCC Prime’s response to an external SBD relies more heavily on other organizations and systems, especially on the capabilities of the area’s utility companies and municipal authorities.

Terms of Use

By accessing and using this website, you are accepting and agreeing to be bound by and comply with the Terms of Use (the “Terms”) in effect on the date(s) the website is accessed by you. If you do not agree to these Terms, please refrain from accessing or using the website. The Terms may be changed from time to time, without prior notice. The amended Terms shall automatically become effective immediately after they are posted. You should review the most current version of the Terms each time you visit the website. 

Use of the Website

This website does not, and it is not intended to, provide any financial, investment, retirement planning, insurance, legal, accounting, or tax advice. The website should not be used or relied upon by you as a substitute for your independent research or professional advice. Nothing in this website constitutes an offer to sell or a solicitation of an offer to buy any security or any investment product or . Your use of the website shall be on an “as is” basis entirely at your risk. Neither Digital Prime Technologies, LLC and its subsidiaries (“Digital Prime,” “we,” “us” or “our”), nor any officer, director, or employee thereof, nor any other person associated with the creation of the website or its contents, shall be liable or responsible to any person for any harm, loss or damage that may arise in any connection with your use of the website, including without limitation any direct, indirect, special, third party, or consequential damages. TO THE FULLEST EXTENT PERMISSIBLE PURSUANT TO APPLICABLE LAW, DIGITAL PRIME DISCLAIMS ALL WARRANTIES, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTY OF NON-INFRINGEMENT OF THIRD-PARTY RIGHTS AND ANY IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. DIGITAL PRIME DOES NOT WARRANT, EITHER EXPRESSLY OR IMPLIEDLY, THE ACCURACY OR COMPLETENESS OF THE INFORMATION, TEXT, GRAPHICS, LINKS OR OTHER ITEMS CONTAINED ON THIS WEBSITE AND EXPRESSLY DISCLAIMS ALL LIABILITY FOR ERRORS AND OMISSIONS IN THESE MATERIALS AND FOR THE USE OR INTERPRETATION BY OTHERS OF INFORMATION CONTAINED ON THE WEBSITE.

Website content

The information contained on the pages of this website is subject to modification and update from time to time without notice. All content is presented as of the date published or indicated, and may be superseded by subsequent market events or for other reasons. Although Digital Prime makes every attempt to provide accurate and timely information, Digital Prime does not guarantee or ensure the accuracy, completeness, currency or authenticity of any website content or functionality, or transmission of any website content from the website to you. The content contained on this website, including, but not limited to text, graphics, user interfaces, visual interfaces, photographs, trademarks, logos, sounds, artwork, computer code (collectively, “Content”), including but not limited to the design, structure, selection, coordination, expression and arrangement of the Content contained in website is owned, controlled and licensed by or to Digital Prime and its affiliates and is protected by applicable copyright, trademark and other intellectual property laws.  Except as otherwise explicitly agreed by Digital Prime in writing, the Content may only be downloaded, displayed, reformatted and printed for your personal, noncommercial use.  You may not copy, reproduce, republish, upload, post, publicly display, encode, translate, retransmit, distribute, sell, publish, frame, make derivative works, broadcast or circulate Content to anyone, including but not limited to, others in the same company or organization as you or “mirroring” any other computer, server, website or other medium for publication or distribution or for any commercial enterprise without Digital Prime’s express prior written consent.  All rights not expressly granted to you by Digital Prime in these Terms of Use are hereby reserved by Digital Prime. Prohibited Uses Except as otherwise stated in these Terms or as expressly authorized by Digital Prime in writing, you may not: Use this website in any manner that could damage or overburden any Digital Prime server, or any network connected to any Digital Prime server, as all servers have limited capacity and are used by many people;

• Use this website in any manner that would interfere with another party’s use of the website;
• Use this website or its contents in any manner that could create impression of affiliation, sponsorship or endorsement by Digital Prime .
• Use spiders, robots, data mining techniques or other automated devices or programs to catalog, download, store or otherwise reproduce, store or distribute the Content.  Waiver No waiver by Digital Prime of any right under or term or provision of these Terms will be deemed a waiver of any other right, term, or provision of these Terms at that time or a waiver of that or any other right, term, or provision of these Terms at any other time. Indemnity As a condition of your use of the website, you agree to indemnify and hold Digital Prime harmless from and against any and all claims, losses, liability, costs and expenses (including but not limited to attorneys’ fees) arising from your use of the website, or from your violation of these Terms. If any part of these warranty disclaimers or limitations of liability is found to be invalid or unenforceable for any reason or if Digital Prime is otherwise found to be liable to you in any manner, then Digital Prime’s aggregate liability for all claims under such circumstances for liabilities shall not exceed the lesser of (i) the amount paid by you specifically for use of the website during the prior three (3) months or (ii) twenty dollars ($20). User Name and Password In order to use certain portions of the website, you must create a user ID and password.  All information about you must be truthful, and you may not use any aliases or other means to mask your true identity.  You are responsible for the security of your passwords and will be solely liable for any use or unauthorized use under such passwords.  We may suspend or terminate your access at any time with or without notice.

Financial Industry Regulatory Authority, Inc.

DLCC, LLC is a member with FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is +1 (301) 590-6500 and the website address is www.finra.org.

Access DLCC Prime, LLC FINRA Brokercheck below

https://brokercheck.finra.org/firm/summary/312753